Plan and Establish Compliance Management Systems Note: Please incorporate the key answers. Answer are between 80 to 100 words.
Plan and Establish Compliance Management Systems
Note: Please incorporate the key answers. Answer are between 80 to 100 words.
3 parts of information what we must gathers information, review, response to it
(KEY ANSWERS)
(KEY ANSWERS)
Example board management – Annual reports (complaints about investors, customers)
Compliance officer – Outcomes, what areas what do find, is our system is updated, report about the data
Audit report- compliant about the audit
Complaints report –
Risk Plan report
Training Report – outcomes, how much training, training is successful, training delivered, what training was, how much spend for the training, what are the training plan